YES SECURITIES BASIC INFORMATION

YES Securities (India) Limited (YSIL) Is A Global-facing Brokerage Firm Established In 2013 As A Subsidiary Of YES Bank. Headquartered In India With A Representative Office In Dubai. YES SECURITIES Provides Bespoke Financial Solutions Including Wealth Brokerage, Institutional Equity Sales And Trading Research, Serving Retail, HNI/UHNI And Institutional Clients. Over The Past Decade, YSIL Has Transformed Into A Financial Services Giant With A Vision To Enable Generations To Invest Wisely, Safely And Seamlessly. YSIL Is Registered As A Stockbroker With The Securities And Exchange Board Of India (SEBI) And Has Membership In Major Stock Exchanges Such As NSE And BSE. Focusing On Innovation And Customer-centricity, YSIL Uses The Strong Infrastructure And Network Of Its Parent Bank To Provide Quality Services And Products To Its Customers, Proving Its Slogan "Wize's Choice".

Regulatory Compliance

YES Securities Strictly Adheres To The Regulations And Laws And Regulations Of The Financial Regulator Of India. YSIL Is Registered As A Stockbroker With The Securities And Exchange Board Of India With SEBI Registration Number: INZ000185632 And Has Membership In Major Stock Exchanges Such As NSE And BSE.

Advantages Of YES Securities

Diversified Tools And Services: Yes Securities Offers A Wide Range Of Financial Instruments And Services, Including Stocks, Derivatives, Mutual Funds, And More. This Diversification Provides Clients With A Variety Of Options To Meet Their Investment Preferences And Goals.

Adequate Client Server Channels: Yes Securities Offers Multiple Customer Support Channels, Including Phone, Email, Address, And Social Media. This Convenience May Be Advantageous For Clients Seeking Help With Account Management, Trading Inquiries, Or Technical Questions.

Market Tools And Services

Mutual Funds:

Yes Securities' Mutual Fund Platform Provides Investors With An End-to-end Digital Pathway To Invest In Mutual Funds From A Variety Of Fund Houses. The Platform Provides Investors With A Window To Selecting And Trading Mutual Funds, Ensuring A Worry-free And Transparent Investment Experience.

Wealth Basket:

Yes Securities Offers Wealth Basket, A Curated Portfolio Of Stocks Or ETFs Designed To Build Profitable, Low-cost, Diversified Portfolios For Short- And Long-term Goals. Each Basket Reflects A Specific Investment Strategy Or Theme, Supporting Rigorous Research And Customization.

Alternates Alpha Plus Fund (AIF):

Alternates Alpha Plus Fund (AIF) Achieves Stable, Risk-adjusted Returns By Employing A Diverse Trading Strategy In The Derivatives Market. The Fund Is Designed To Profit From Price Increases And Decreases In Underlying Securities, Providing Investors With Opportunities In A Variety Of Market Conditions.

Electronic Wills:

Their Will Creation Service Enables Clients To Allocate Assets As They Wish, Ensuring Family Protection And Minimizing Disputes. Clients Can Choose From A Brief Or Detailed Will Option To Effectively Plan The Distribution Of Wealth And Protect Their Estate.

Global Investments:

Through An Easy-to-use Platform, Yes Securities' Global Investments Offers Access To Over 30 Global Markets, Allowing Clients To Become Global Investors. It Allows Clients To Invest And Trade In Multiple Global Equity Markets Through A Single Access Platform Powered By SAXO Bank.

Account

Yes Securities Offers A Securities Account With No Fees Associated With Opening An Account. This Account Provides Investors With A Secure And Convenient Platform To Hold And Manage Their Securities In Electronic Form. With No Account Opening Fees, Clients Can Easily Set Up Their Securities Accounts With Yes Securities And Enjoy Features Such As Seamless Trading, Real-time Portfolio Tracking And Efficient Trade Settlement.

For Inactive Or Dormant Accounts Where The Client Has Not Made Any Trades Or Financial Transactions Through YSL Within The Last 12 Months. Funds Or Securities Held With YSL In Such Accounts Will Be Settled When The Account Becomes Inactive. To Reactivate An Account, Clients Need To Submit A Completed KRA/CKYC Form, PAN Card, Proof Of Address And Proof Of Income As Required To Activate Specific Sections. All Documents Should Be Self-certified And Bank Certified. For Enquiries Regarding Account Reactivation, Clients Can Contact Yes Securities By Phone Or Email.

Deposits And Withdrawals

To Make A Deposit In A Yes Securities Account, You Have Several Options To Choose From.

You Can Wire Funds Into An Account At SAXO Bank By Completing The Necessary LRS Form (Form A2) And Submitting It To Your Bank. This Process Usually Takes 1-3 Business Days For Funds To Be Deposited Into Your Account.

Additionally, You Can Transfer Funds From Any Bank Account Worldwide, Including Indian And Non-Indian Banks, As Long As The Account Is In Your Name.

As An NRI, You Can Add Funds By Transferring Funds From Your Indian Bank Account Or By Telegraphic Transfer From Your Non-Indian Bank Account.

Withdrawals Can Be Initiated Directly From The Platform's Withdrawals Tab To Wire The Funds To Your Indian Bank Account, Usually Within 3-5 Business Days.

Client Server

YES SECURITIES Offers Customer Support Through Multiple Channels. These Include Email For Detailed Enquiries, Phone For Instant Support, Physical Address For Correspondence, And On Their Website, Where The User Sends A Request And Then The Broker's Client Server Will Contact The User Directly.

Tel: 0091 022 6884 1888

Website: Www.yesinvest.in

Email ID: Customer.service@ysil.in/igc@ysil.in

Email:

Inquiry: Customer.service@ysil.in.

Upgrade: Escalations@ysil.in/igc@ysil.in.

Securities Registration Service: Dpgrievance@ysil.in.

Registration Address: 2nd Floor, North Side, YES BANK House, Off Western Express Highway, Santacruz East, Mumbai - 400055. Maharashtra, India.

Mailing Address: 4th Floor, AFL House, Lok Bharti Complex, Marol Maroshi Road, Andheri East, Mumbai - 400059. Maharashtra, India.

Branch Address: YES Securities (India) Limited, 7th Floor, Urmi Estate Tower A, 95, Ganpatrao Kadam Marg, Opp. Peninsula Business Park, Lower Parel West, Mumbai - 400013. Maharashtra, India

In Addition, The Brokerage Also Maintains Social Media Such As Facebook, Twitter, YouTube, LinkedIn, Telegram, And Istagram As A Complement To The Client Server To Diversify Its Customers' Channels For Assistance And Communication.